Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LEGAL & MEDICAL INVESTMENTS LIMITED
FRN 185193
- [FCA CF] Manager of certification employee (since 18 Nov 2024)
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- SMF18 Other Overall Responsibility (30 Jun 2022 to 1 Feb 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2022)
- CF30 Customer (10 Sep 2008 to 1 Aug 2016)
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- CF30 Customer (1 Nov 2007 to 23 Jul 2008)
- CF22 Investment Adviser (Trainee) (10 Oct 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (2 Oct 2006 to 1 Jun 2007)
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- (4)Employed By (25 Aug 2005 to 1 Oct 2006)
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- CF22 Investment Adviser (Trainee) (16 Apr 2002 to 27 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.