Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 16 Nov 2023)
    • CF30 Customer (since 20 Sep 2023)
    • (2)Employed By (since 20 Sep 2023)
  • LEGAL & MEDICAL INVESTMENTS LIMITED (no longer approved here)

    FRN 185193

    • [FCA CF] Client dealing (21 Jun 2022 to 6 Oct 2023)
    • [FCA CF] Functions requiring qualifications (21 Jun 2022 to 6 Oct 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2022)
  • Axi Financial Services (UK) Limited (no longer approved here)

    FRN 466201

    • CF30 Customer (30 Apr 2014 to 31 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.