Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Daniel Adam Bloomfield
IRN DAB00066
- (2719)CF21 Investment Adviser (24 Oct 2002 to 24 Oct 2002)
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Daniel Adam Smith
IRN DAS01260
- (1954)CF22 Investment Adviser (Trainee) (5 Sep 2006 to 29 Oct 2007)
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Daniel Charles Machin
IRN DCM01107
- (2140)CF21 Investment Adviser (16 Jun 2006 to 29 Oct 2007)
- (2139)CF22 Investment Adviser (Trainee) (14 Oct 2002 to 29 Nov 2004)
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Daniel Clarke
IRN DJC01345
- (1986)CF21 Investment Adviser (11 May 2006 to 10 Sep 2007)
- (1985)CF22 Investment Adviser (Trainee) (8 Apr 2005 to 11 May 2006)
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Daniel John Maskell
IRN DJM00130
- (2686)CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)
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Daniel King
IRN DRK01048
- (1910)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
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Daniel Matthew Collins
IRN DMC01145
- (2047)CF22 Investment Adviser (Trainee) (6 Sep 2007 to 29 Oct 2007)
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Daniel Perry
IRN DXP00088
- (2675)CF1 Director (AR) (21 Sep 2004 to 19 Mar 2007)
- (2673)CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2002)
- (2674)CF4 Partner (AR) (1 Dec 2001 to 21 Sep 2004)
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Danny David Kent
IRN DDK01004
- (897)CF22 Investment Adviser (Trainee) (18 Apr 2006 to 29 Oct 2007)
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Danny Frost
IRN DXF01631
- (2785)[FCA CF] Material risk taker (1 Jan 2024 to 5 Jul 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Property Shop Swindon Independent Estate Agents (no longer appointed)
FRN 200998 · Appointed 16 Dec 1996 · Until 9 Jan 2002
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Webbers Property Services (Exmoor) Ltd (no longer appointed)
FRN 201109 · Appointed 5 Dec 1996 · Until 2 Oct 2002
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Thomas Merrifield Oxford Limited (no longer appointed)
FRN 187228 · Appointed 4 Dec 1996 · Until 7 Apr 2003
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Thomas Merrifield (Bicester) Limited (no longer appointed)
FRN 187857 · Appointed 4 Dec 1996 · Until 7 Apr 2003
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Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 1 Dec 1996 · Until 6 Feb 2003
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Everington & Ruddle Financial Services (no longer appointed)
FRN 181745 · Appointed 8 Nov 1996 · Until 6 Aug 2004
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Whitegates Estate Agents (no longer appointed)
FRN 200977 · Appointed 24 Sep 1996 · Until 17 May 2002
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Shire Financial Management (no longer appointed)
FRN 201338 · Appointed 20 Sep 1996 · Until 27 Mar 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (46)SMF7 Group Entity Senior Manager
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controlled function added: (45)SMF16 Compliance Oversight
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controlled function added: (44)SMF7 Group Entity Senior Manager
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controlled function added: (43)SMF7 Group Entity Senior Manager
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controlled function added: (42)SMF7 Group Entity Senior Manager
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controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (40)[FCA CF] Material risk taker
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controlled function added: (39)SMF18 Other Overall Responsibility
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controlled function added: (38)[FCA CF] Significant management
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controlled function added: (37)[FCA CF] Manager of certification employee