Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Finance Planning Group Limited
FRN 715721
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (6 Apr 2016 to 8 Dec 2019)
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- CF1 Director (AR) (5 Mar 2015 to 31 Aug 2023)
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- Employed By (27 Feb 2015 to 31 Aug 2023)
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- CF1 Director (AR) (15 Mar 2012 to 6 Apr 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.