Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
NFU Mutual Select Investments Limited
FRN 582519
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Oct 2023)
- [FCA CF] Client dealing (since 9 Oct 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Sep 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2023)
- CF30 Customer (1 Aug 2016 to 8 Dec 2019)
-
- CF30 Customer (7 May 2013 to 31 Jul 2016)
-
- CF21 Investment Adviser (16 Jun 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Aug 2005 to 16 Jun 2006)
-
- CF21 Investment Adviser (16 Jun 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Aug 2005 to 16 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.