Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
-
Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
-
Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Daniel Adam Bloomfield
IRN DAB00066
- (2719)CF21 Investment Adviser (24 Oct 2002 to 24 Oct 2002)
-
Daniel Adam Smith
IRN DAS01260
- (1954)CF22 Investment Adviser (Trainee) (5 Sep 2006 to 29 Oct 2007)
-
Daniel Charles Machin
IRN DCM01107
- (2140)CF21 Investment Adviser (16 Jun 2006 to 29 Oct 2007)
- (2139)CF22 Investment Adviser (Trainee) (14 Oct 2002 to 29 Nov 2004)
-
Daniel Clarke
IRN DJC01345
- (1986)CF21 Investment Adviser (11 May 2006 to 10 Sep 2007)
- (1985)CF22 Investment Adviser (Trainee) (8 Apr 2005 to 11 May 2006)
-
Daniel John Maskell
IRN DJM00130
- (2686)CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)
-
Daniel King
IRN DRK01048
- (1910)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
-
Daniel Matthew Collins
IRN DMC01145
- (2047)CF22 Investment Adviser (Trainee) (6 Sep 2007 to 29 Oct 2007)
-
Daniel Perry
IRN DXP00088
- (2675)CF1 Director (AR) (21 Sep 2004 to 19 Mar 2007)
- (2673)CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2002)
- (2674)CF4 Partner (AR) (1 Dec 2001 to 21 Sep 2004)
-
Danny David Kent
IRN DDK01004
- (897)CF22 Investment Adviser (Trainee) (18 Apr 2006 to 29 Oct 2007)
-
Danny Frost
IRN DXF01631
- (2785)[FCA CF] Material risk taker (1 Jan 2024 to 5 Jul 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
The Robert Wilson Estate Agency (Belfast) (no longer appointed)
FRN 187749 · Appointed 22 Jun 1998 · Until 23 Jul 2003
-
Mortimers Estate Agents (no longer appointed)
FRN 187838 · Appointed 15 Jun 1998 · Until 15 Aug 2002
-
Ross Stewart Estate Agents (no longer appointed)
FRN 186837 · Appointed 10 Jun 1998 · Until 7 Apr 2003
-
Nicholas Craddock Estate Agents (Hereford) (no longer appointed)
FRN 187741 · Appointed 1 Jun 1998 · Until 12 Aug 2004
-
Sandy Grant Insurance Services (no longer appointed)
FRN 187118 · Appointed 1 Jun 1998 · Until 24 Sep 2004
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (46)SMF7 Group Entity Senior Manager
-
controlled function added: (45)SMF16 Compliance Oversight
-
controlled function added: (44)SMF7 Group Entity Senior Manager
-
controlled function added: (43)SMF7 Group Entity Senior Manager
-
controlled function added: (42)SMF7 Group Entity Senior Manager
-
controlled function added: (41)SMF17 Money Laundering Reporting Officer (MLRO)
-
controlled function added: (40)[FCA CF] Material risk taker
-
controlled function added: (39)SMF18 Other Overall Responsibility
-
controlled function added: (38)[FCA CF] Significant management
-
controlled function added: (37)[FCA CF] Manager of certification employee