Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Robert Fairey
IRN DRF00015
- CF21 Investment Adviser (6 Mar 2002 to 13 Mar 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Mar 2002)
David Robert Glass
IRN DRG01077
- CF22 Investment Adviser (Trainee) (9 Feb 2007 to 29 Oct 2007)
David Ronald Thirkettle
IRN DRT00012
- CF4 Partner (AR) (1 Dec 2001 to 21 Mar 2005)
David Rough
IRN DXR01239
- CF8 Apportionment and Oversight (26 Mar 2002 to 26 Mar 2002)
- CF1 Director (1 Dec 2001 to 31 Dec 2001)
David Roy Hummerston
IRN DRH00025
- CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2003)
David Rushton
IRN DXR00047
- CF22 Investment Adviser (Trainee) (1 Feb 2002 to 15 Feb 2002)
David Russell Normanton
IRN DRN00009
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2003)
David Silas Brown
IRN DSB00017
- CF21 Investment Adviser (22 Dec 2004 to 1 Apr 2005)
David Smith
IRN DXS00140
- CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
- CF4 Partner (AR) (1 Dec 2001 to 4 Nov 2004)
David Smith
IRN DXS00038
- CF21 Investment Adviser (24 Apr 2003 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Aug 2002 to 24 Apr 2003)

Smaller firms operating under this firm's FCA authorisation.

Key Financial Solutions (no longer appointed)
FRN 214167 · Appointed 1 Dec 2001 · Until 21 Mar 2006
Sharman Quinney Financial Services Limited (no longer appointed)
FRN 176792 · Appointed 1 Dec 2001 · Until 19 Aug 2004
The Mortgage Place Limited (no longer appointed)
FRN 187891 · Appointed 1 Dec 2001 · Until 25 Nov 2002
Wright Mortgages (no longer appointed)
FRN 214223 · Appointed 1 Dec 2001 · Until 20 Sep 2002
DD Insurance & Financial Services (no longer appointed)
FRN 162534 · Appointed 1 Dec 2001 · Until 13 Jul 2004
McLeod Ross Financial Advisers (no longer appointed)
FRN 207133 · Appointed 1 Nov 2001 · Until 15 Oct 2004
Preferential Properties Ltd (no longer appointed)
FRN 207132 · Appointed 31 Oct 2001 · Until 10 Apr 2002
P Birch, S Mansfield & I Perry (no longer appointed)
FRN 207115 · Appointed 30 Oct 2001 · Until 1 Dec 2001
North Star Mortgage Services (no longer appointed)
FRN 207112 · Appointed 29 Oct 2001 · Until 26 Feb 2003
Oxford Mortgage House (no longer appointed)
FRN 207111 · Appointed 29 Oct 2001 · Until 2 Apr 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.