Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Daniel Adam Smith
IRN DAS01260
- CF22 Investment Adviser (Trainee) (5 Sep 2006 to 29 Oct 2007)
Daniel Charles Machin
IRN DCM01107
- CF21 Investment Adviser (16 Jun 2006 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Aug 2005 to 16 Jun 2006)
Daniel Clarke
IRN DJC01345
- CF21 Investment Adviser (11 May 2006 to 10 Sep 2007)
- CF22 Investment Adviser (Trainee) (8 Apr 2005 to 11 May 2006)
Daniel John Maskell
IRN DJM00130
- CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)
Daniel King
IRN DRK01048
- [FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
Daniel Matthew Collins
IRN DMC01145
- CF22 Investment Adviser (Trainee) (6 Sep 2007 to 29 Oct 2007)
Daniel Perry
IRN DXP00088
- CF1 Director (AR) (21 Sep 2004 to 19 Mar 2007)
- CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2002)
- CF4 Partner (AR) (1 Dec 2001 to 21 Sep 2004)
Danny David Kent
IRN DDK01004
- CF22 Investment Adviser (Trainee) (18 Apr 2006 to 29 Oct 2007)
Danny Frost
IRN DXF01631
- [FCA CF] Material risk taker (1 Jan 2024 to 5 Jul 2024)
Darren Anthony Cudner
IRN DXC00216
- CF21 Investment Adviser (18 Dec 2002 to 24 Apr 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

L S Finance (no longer appointed)
FRN 220231 · Appointed 26 Mar 2003 · Until 18 May 2004
Just Mortgages (South East) Ltd (no longer appointed)
FRN 214251 · Appointed 26 Mar 2003 · Until 9 Feb 2005
Robinson Whitefield & Jackson Ltd (no longer appointed)
FRN 220932 · Appointed 26 Mar 2003 · Until 19 Aug 2004
JC & G Coombes Ltd (no longer appointed)
FRN 208757 · Appointed 26 Mar 2003 · Until 28 May 2004
I2I Financial Planning Group Ltd (no longer appointed)
FRN 211688 · Appointed 26 Mar 2003 · Until 28 Oct 2007
HRK & Associates Ltd (no longer appointed)
FRN 218756 · Appointed 26 Mar 2003 · Until 14 Feb 2005
Harewood Wealth Management (no longer appointed)
FRN 218404 · Appointed 26 Mar 2003 · Until 14 Sep 2004
Robinson Kelly & Jackson Mortgage Consultancy (no longer appointed)
FRN 214111 · Appointed 26 Mar 2003 · Until 26 Mar 2003
Robinson Mathias & Jackson (no longer appointed)
FRN 212935 · Appointed 26 Mar 2003 · Until 8 Feb 2005
Dudley Financial Services Ltd (no longer appointed)
FRN 208759 · Appointed 26 Mar 2003 · Until 4 Apr 2006

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.