Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Daniel Adam Bloomfield
IRN DAB00066
- (2719)CF21 Investment Adviser (24 Oct 2002 to 24 Oct 2002)
Daniel Adam Smith
IRN DAS01260
- (1954)CF22 Investment Adviser (Trainee) (5 Sep 2006 to 29 Oct 2007)
Daniel Charles Machin
IRN DCM01107
- (2140)CF21 Investment Adviser (16 Jun 2006 to 29 Oct 2007)
- (2139)CF22 Investment Adviser (Trainee) (14 Oct 2002 to 29 Nov 2004)
Daniel Clarke
IRN DJC01345
- (1986)CF21 Investment Adviser (11 May 2006 to 10 Sep 2007)
- (1985)CF22 Investment Adviser (Trainee) (8 Apr 2005 to 11 May 2006)
Daniel John Maskell
IRN DJM00130
- (2686)CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)
Daniel King
IRN DRK01048
- (1910)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
Daniel Matthew Collins
IRN DMC01145
- (2047)CF22 Investment Adviser (Trainee) (6 Sep 2007 to 29 Oct 2007)
Daniel Perry
IRN DXP00088
- (2675)CF1 Director (AR) (21 Sep 2004 to 19 Mar 2007)
- (2673)CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2002)
- (2674)CF4 Partner (AR) (1 Dec 2001 to 21 Sep 2004)
Danny David Kent
IRN DDK01004
- (897)CF22 Investment Adviser (Trainee) (18 Apr 2006 to 29 Oct 2007)
Danny Frost
IRN DXF01631
- (2785)[FCA CF] Material risk taker (1 Jan 2024 to 5 Jul 2024)

Smaller firms operating under this firm's FCA authorisation.

Daventry Financial Planning Limitred (no longer appointed)
FRN 201514 · Appointed 23 Nov 1999 · Until 19 Jul 2004
Barfield Mortgage Services (no longer appointed)
FRN 201508 · Appointed 18 Nov 1999 · Until 24 May 2005
Thomas Merrifield (Wallingford) Limited (no longer appointed)
FRN 201510 · Appointed 17 Nov 1999 · Until 2 Apr 2003
Richard James Estate Agents (Irthlingborough) (no longer appointed)
FRN 201539 · Appointed 16 Nov 1999 · Until 22 May 2003
Barber's (no longer appointed)
FRN 201515 · Appointed 16 Nov 1999 · Until 12 Mar 2003
Effectlease Limited (no longer appointed)
FRN 201538 · Appointed 8 Nov 1999 · Until 1 Jul 2003
Oakapple Consultancy (no longer appointed)
FRN 192473 · Appointed 6 Nov 1999 · Until 1 Dec 2001
North Yorkshire Mortgages Limited (no longer appointed)
FRN 201502 · Appointed 4 Nov 1999 · Until 17 Jan 2007
The Mortgage Advice Centre (no longer appointed)
FRN 201493 · Appointed 1 Nov 1999 · Until 11 Feb 2004
Feldean (Hainault) Limited (no longer appointed)
FRN 201501 · Appointed 1 Nov 1999 · Until 4 Oct 2006

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.