Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Robert Easteal
IRN DRE01034
- (2848)CF21 Investment Adviser (14 Nov 2006 to 29 Oct 2007)
- (2847)CF22 Investment Adviser (Trainee) (2 Jun 2006 to 14 Nov 2006)
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David Robert Fairey
IRN DRF00015
- (1485)CF21 Investment Adviser (6 Mar 2002 to 13 Mar 2002)
- (1484)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Mar 2002)
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David Robert Glass
IRN DRG01077
- (2151)CF22 Investment Adviser (Trainee) (9 Feb 2007 to 29 Oct 2007)
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David Ronald Thirkettle
IRN DRT00012
- (1351)CF4 Partner (AR) (1 Dec 2001 to 21 Mar 2005)
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David Rough
IRN DXR01239
- (786)CF8 Apportionment and Oversight (26 Mar 2002 to 26 Mar 2002)
- (787)CF1 Director (1 Dec 2001 to 31 Dec 2001)
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David Roy Hummerston
IRN DRH00025
- (2050)CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2003)
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David Rushton
IRN DXR00047
- (1227)CF22 Investment Adviser (Trainee) (1 Feb 2002 to 15 Feb 2002)
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David Russell Normanton
IRN DRN00009
- (1562)CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2003)
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David Silas Brown
IRN DSB00017
- (1795)CF21 Investment Adviser (22 Dec 2004 to 1 Apr 2005)
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David Smith
IRN DXS00140
- (2307)CF4 Partner (AR) (1 Dec 2001 to 4 Nov 2004)
- (2306)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Principal Estate Agents Limited (no longer appointed)
FRN 201567 · Appointed 19 Jan 2000 · Until 16 Oct 2002
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Penny's Estate Agents Ltd (no longer appointed)
FRN 201566 · Appointed 18 Jan 2000 · Until 31 Oct 2002
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Holmes Pearman Partnership (no longer appointed)
FRN 194379 · Appointed 12 Jan 2000 · Until 19 Dec 2001
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Putterill's of Hertfordshire (no longer appointed)
FRN 201578 · Appointed 1 Jan 2000 · Until 17 May 2002
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Gary Brassett Financial Advisor (no longer appointed)
FRN 201550 · Appointed 29 Dec 1999 · Until 23 Aug 2002
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Euro Construction Corporation Limited (no longer appointed)
FRN 201531 · Appointed 15 Dec 1999 · Until 25 Sep 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (16)[FCA CF] Material risk taker
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controlled function added: (15)[FCA CF] Significant management
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controlled function added: (14)[FCA CF] Manager of certification employee
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controlled function added: (13)[FCA CF] Material risk taker
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controlled function added: (12)[FCA CF] Material risk taker
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controlled function added: (11)[FCA CF] Manager of certification employee
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controlled function added: (10)[FCA CF] Material risk taker
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controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] CASS oversight function