Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew John Barham
IRN AJB00119
- (1653)CF21 Investment Adviser (1 Dec 2001 to 7 May 2002)
Andrew John Bradshaw
IRN AJB00137
- (13)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
- (14)CF7 Sole Trader (AR) (1 Dec 2001 to 6 Aug 2005)
Andrew John Clarke
IRN AJC00091
- (2188)CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
Andrew John Hearne
IRN AJH01503
- (2989)CF22 Investment Adviser (Trainee) (5 Sep 2006 to 29 Oct 2007)
Andrew John Peasey
IRN AJP00066
- (1636)CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2002)
Andrew Jonathan Backhouse
IRN AJB01490
- (2049)CF21 Investment Adviser (3 Jan 2007 to 29 Oct 2007)
- (2048)CF22 Investment Adviser (Trainee) (1 Mar 2006 to 3 Jan 2007)
Andrew Jonathan Glover
IRN AJG00070
- (2743)CF21 Investment Adviser (1 Dec 2001 to 17 Feb 2005)
- (2744)CF1 Director (AR) (1 Dec 2001 to 17 Feb 2005)
Andrew Jones Walker
IRN AJW01336
- (2103)CF1 Director (AR) (1 Dec 2001 to 19 Aug 2004)
Andrew Kier Bradley
IRN AKB00017
- (2348)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2004)
Andrew Mark Owen
IRN AMO00002
- (2033)CF30 Customer (1 Nov 2007 to 15 Jun 2008)
- (2034)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Gloucester Promotions Ltd (no longer appointed)
FRN 185165 · Appointed 1 May 1994 · Until 15 Jul 2002
Executive Finance & Management Services (no longer appointed)
FRN 176105 · Appointed 18 Apr 1994 · Until 6 Aug 2004
City Property Services (no longer appointed)
FRN 175434 · Appointed 1 Apr 1994 · Until 11 Apr 2005
Quest Residential Ltd (no longer appointed)
FRN 200874 · Appointed 1 Apr 1994 · Until 3 Dec 2002
Owen Knox Ltd (no longer appointed)
FRN 175392 · Appointed 1 Apr 1994 · Until 15 Mar 2004
The Mortgage Shop (no longer appointed)
FRN 187839 · Appointed 31 Mar 1994 · Until 11 Jun 2003
Howick & Brooker Partnership Limited (no longer appointed)
FRN 175182 · Appointed 24 Mar 1994 · Until 1 Dec 2001
Simon Blyth Estate Agents (Barnsley) (no longer appointed)
FRN 178329 · Appointed 18 Mar 1994 · Until 30 Oct 2004
Grant W Pickin & Co (no longer appointed)
FRN 200806 · Appointed 16 Mar 1994 · Until 3 Feb 2003
Connor Prince Estate Agents (no longer appointed)
FRN 176209 · Appointed 15 Mar 1994 · Until 26 Feb 2003

Updates to this firm's record on the FCA register.

6 hours ago
controlled function added: (16)[FCA CF] Material risk taker
6 hours ago
controlled function added: (15)[FCA CF] Significant management
6 hours ago
controlled function added: (14)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (13)[FCA CF] Material risk taker
6 hours ago
controlled function added: (12)[FCA CF] Material risk taker
6 hours ago
controlled function added: (11)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (10)[FCA CF] Material risk taker
6 hours ago
controlled function added: (9)Director of firm who is not a certification employee or a SMF manager
6 hours ago
controlled function added: (8)[FCA CF] Significant management
6 hours ago
controlled function added: (7)[FCA CF] CASS oversight function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.