Andrew Jones Walker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Apr 2024)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF4 Partner (AR) (6 Jan 2009 to 31 Dec 2012)
ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)
FRN 122472
- CF22 Investment Adviser (Trainee) (11 Mar 2003 to 3 Jun 2003)
ST. JAMES'S PLACE UK PLC (no longer approved here)
FRN 150026
- CF22 Investment Adviser (Trainee) (11 Mar 2003 to 3 Jun 2003)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF22 Investment Adviser (Trainee) (11 Mar 2003 to 25 Jun 2004)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF1 Director (AR) (1 Dec 2001 to 19 Aug 2004)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF1 Director (AR) (1 Dec 2001 to 19 Aug 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.