Andrew John Hearne

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Financial Planning Partners Limited

    FRN 301132

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 2 Sep 2020)
    • SMF3 Executive Director (since 2 Sep 2020)
    • SMF16 Compliance Oversight (since 27 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (2 Sep 2020 to 17 Sep 2020)
    • CF30 Customer (16 Apr 2018 to 8 Dec 2019)
  • The Wealth Management Partnership LLP (no longer approved here)

    FRN 220234

    • CF30 Customer (14 Feb 2012 to 1 Dec 2015)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF22 Investment Adviser (Trainee) (5 Sep 2006 to 29 Oct 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF22 Investment Adviser (Trainee) (5 Sep 2006 to 29 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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