Financial Planning Partners Limited

Date authorised
1 April 2013
Companies House
04555216
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 19
    Wellington Business Park
    Dukes Ride
    Crowthorne
    Berkshire
    RG45 6LS
    UNITED KINGDOM
    Phone
    +4401344778990
    Web
    https://www.fpp-ifa.co.uk

  • Complaints Contact

    Unit 19
    Wellington Business Park
    Dukes Ride
    Crowthorne
    Berkshire
    RG45 6LS
    UNITED KINGDOM
    Phone
    +4401344778990

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Brazier

    IRN AXB03065

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Mar 2013 to 8 Dec 2019)
  • Andrew John Hearne

    IRN AJH01503

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsible for Insurance Distribution (since 2 Sep 2020)
    • SMF3 Executive Director (since 2 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Mar 2020)
    • SMF16 Compliance Oversight (since 27 Mar 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (2 Sep 2020 to 17 Sep 2020)
    • CF30 Customer (16 Apr 2018 to 8 Dec 2019)
  • Anthony Phillip Rea

    IRN APR00023

    • CF10 Compliance Oversight (23 Feb 2015 to 13 Oct 2015)
    • CF11 Money Laundering Reporting (23 Feb 2015 to 13 Oct 2015)
    • CF30 Customer (25 Feb 2010 to 3 Jul 2018)
  • David James Hearne

    IRN DJH01414

    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
  • Mark Henry Bugden

    IRN MHB00004

    • CF30 Customer (25 Feb 2010 to 7 Dec 2013)
  • Patrick John Charles Waller

    IRN PJW00001

    • SMF3 Executive Director (9 Dec 2019 to 13 Oct 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 May 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 May 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Oct 2020)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 17 Sep 2020)
    • CF11 Money Laundering Reporting (25 Feb 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Feb 2010 to 8 Dec 2019)
    • CF30 Customer (25 Feb 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
  • Simon John Latham

    IRN SJL01258

    • CF30 Customer (25 Feb 2010 to 31 Dec 2012)
  • Susan Helen Shaw

    IRN SHS00002

    • CF30 Customer (25 Feb 2010 to 31 Mar 2011)
  • Valerie Jean Clift

    IRN VXC00006

    • CF30 Customer (25 Jun 2010 to 31 Dec 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.