Andrew Mark Owen

• REGAL INDEPENDENT FINANCIAL SERVICES LIMITED

  FRN 615267

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Apr 2014 to 8 Dec 2019)
• Regal Independent Financial Services Ltd (no longer approved here)

  FRN 403177

  • (5)Employed By (17 Jan 2013 to 14 Apr 2014)
• TenetConnect Services Limited (no longer approved here)

  FRN 150643

  • CF30 Customer (6 Feb 2012 to 13 Sep 2012)
• AFH Independent Financial Services Limited (no longer approved here)

  FRN 216704

  • CF30 Customer (11 Apr 2008 to 14 Dec 2010)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • CF30 Customer (1 Nov 2007 to 15 Jun 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Aviva Administration Limited (no longer approved here)

  FRN 185746

  • CF30 Customer (1 Nov 2007 to 10 Apr 2008)
  • CF22 Investment Adviser (Trainee) (15 May 2006 to 31 Oct 2007)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF22 Investment Adviser (Trainee) (4 Oct 2002 to 30 Jan 2004)
• Legal and General Assurance Society Limited (no longer approved here)

  FRN 117659

  • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2001)

No changes recorded yet.