Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Daniel Adam Bloomfield
IRN DAB00066
- (2719)CF21 Investment Adviser (24 Oct 2002 to 24 Oct 2002)
Daniel Adam Smith
IRN DAS01260
- (1954)CF22 Investment Adviser (Trainee) (5 Sep 2006 to 29 Oct 2007)
Daniel Charles Machin
IRN DCM01107
- (2140)CF21 Investment Adviser (16 Jun 2006 to 29 Oct 2007)
- (2139)CF22 Investment Adviser (Trainee) (14 Oct 2002 to 29 Nov 2004)
Daniel Clarke
IRN DJC01345
- (1986)CF21 Investment Adviser (11 May 2006 to 10 Sep 2007)
- (1985)CF22 Investment Adviser (Trainee) (8 Apr 2005 to 11 May 2006)
Daniel John Maskell
IRN DJM00130
- (2686)CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)
Daniel King
IRN DRK01048
- (1910)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
Daniel Matthew Collins
IRN DMC01145
- (2047)CF22 Investment Adviser (Trainee) (6 Sep 2007 to 29 Oct 2007)
Daniel Perry
IRN DXP00088
- (2675)CF1 Director (AR) (21 Sep 2004 to 19 Mar 2007)
- (2673)CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2002)
- (2674)CF4 Partner (AR) (1 Dec 2001 to 21 Sep 2004)
Danny David Kent
IRN DDK01004
- (897)CF22 Investment Adviser (Trainee) (18 Apr 2006 to 29 Oct 2007)
Danny Frost
IRN DXF01631
- (2785)[FCA CF] Material risk taker (1 Jan 2024 to 5 Jul 2024)

Smaller firms operating under this firm's FCA authorisation.

Hall & Price Financial Services Limited (no longer appointed)
FRN 193204 · Appointed 12 May 1999 · Until 2 Jul 2002
Mark Woodington Associates (no longer appointed)
FRN 193207 · Appointed 11 May 1999 · Until 1 Dec 2001
Partridge & Co (no longer appointed)
FRN 193208 · Appointed 11 May 1999 · Until 28 Apr 2004
Springfields Properties Limited (no longer appointed)
FRN 189401 · Appointed 6 May 1999 · Until 7 Jan 2002
Fordington Estates Limited (no longer appointed)
FRN 193203 · Appointed 6 May 1999 · Until 1 May 2003
Samuels Estate Agents (no longer appointed)
FRN 201292 · Appointed 5 May 1999 · Until 14 May 2002
Flex-E-Mortgage Limited (no longer appointed)
FRN 189400 · Appointed 5 May 1999 · Until 16 May 2003
Bluebird Premier Solutions (no longer appointed)
FRN 189396 · Appointed 27 Apr 1999 · Until 1 Dec 2001
Country Properties (no longer appointed)
FRN 201287 · Appointed 22 Apr 1999 · Until 1 Dec 2001
Burley Browne (no longer appointed)
FRN 201280 · Appointed 19 Apr 1999 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (26)SMF5 Head of Internal Audit
10 hours ago
controlled function added: (25)SMF9 Chair of the Governing Body
10 hours ago
controlled function added: (24)[FCA CF] Significant management
10 hours ago
controlled function added: (23)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (22)SMF24 Chief Operations
10 hours ago
controlled function added: (21)[FCA CF] Client dealing
10 hours ago
controlled function added: (20)SMF1 Chief Executive
10 hours ago
controlled function added: (19)SMF3 Executive Director
10 hours ago
controlled function added: (18)[FCA CF] Functions requiring qualifications
10 hours ago
controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.