Legal & General (Unit Trust Managers) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Four Central SquareCentral SquareCardiffCardiffCF10 1FSUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Robert Easteal
IRN DRE01034
- (2848)CF21 Investment Adviser (14 Nov 2006 to 29 Oct 2007)
- (2847)CF22 Investment Adviser (Trainee) (2 Jun 2006 to 14 Nov 2006)
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David Robert Fairey
IRN DRF00015
- (1485)CF21 Investment Adviser (6 Mar 2002 to 13 Mar 2002)
- (1484)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Mar 2002)
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David Robert Glass
IRN DRG01077
- (2151)CF22 Investment Adviser (Trainee) (9 Feb 2007 to 29 Oct 2007)
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David Ronald Thirkettle
IRN DRT00012
- (1351)CF4 Partner (AR) (1 Dec 2001 to 21 Mar 2005)
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David Rough
IRN DXR01239
- (786)CF8 Apportionment and Oversight (26 Mar 2002 to 26 Mar 2002)
- (787)CF1 Director (1 Dec 2001 to 31 Dec 2001)
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David Roy Hummerston
IRN DRH00025
- (2050)CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2003)
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David Rushton
IRN DXR00047
- (1227)CF22 Investment Adviser (Trainee) (1 Feb 2002 to 15 Feb 2002)
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David Russell Normanton
IRN DRN00009
- (1562)CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2003)
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David Silas Brown
IRN DSB00017
- (1795)CF21 Investment Adviser (22 Dec 2004 to 1 Apr 2005)
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David Smith
IRN DXS00140
- (2307)CF4 Partner (AR) (1 Dec 2001 to 4 Nov 2004)
- (2306)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Bob Gutteridge Estate Agents (no longer appointed)
FRN 201536 · Appointed 14 Dec 1999 · Until 20 Mar 2002
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Paul Jeffreys Independent Estate Agents (no longer appointed)
FRN 201527 · Appointed 13 Dec 1999 · Until 12 Sep 2002
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Mortgage Talk Direct Limited (no longer appointed)
FRN 201530 · Appointed 9 Dec 1999 · Until 10 Mar 2005
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Associates Financial Management Limited (no longer appointed)
FRN 201529 · Appointed 6 Dec 1999 · Until 28 Jul 2003
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Irving Financial Services (no longer appointed)
FRN 201528 · Appointed 6 Dec 1999 · Until 5 Apr 2004
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Abraxas Insurance Services (no longer appointed)
FRN 201518 · Appointed 30 Nov 1999 · Until 21 Feb 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (26)SMF5 Head of Internal Audit
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controlled function added: (25)SMF9 Chair of the Governing Body
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controlled function added: (24)[FCA CF] Significant management
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controlled function added: (23)SMF7 Group Entity Senior Manager
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controlled function added: (22)SMF24 Chief Operations
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controlled function added: (21)[FCA CF] Client dealing
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controlled function added: (20)SMF1 Chief Executive
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controlled function added: (19)SMF3 Executive Director
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controlled function added: (18)[FCA CF] Functions requiring qualifications
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controlled function added: (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies