Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Robert Easteal
IRN DRE01034
- (2848)CF21 Investment Adviser (14 Nov 2006 to 29 Oct 2007)
- (2847)CF22 Investment Adviser (Trainee) (2 Jun 2006 to 14 Nov 2006)
David Robert Fairey
IRN DRF00015
- (1485)CF21 Investment Adviser (6 Mar 2002 to 13 Mar 2002)
- (1484)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Mar 2002)
David Robert Glass
IRN DRG01077
- (2151)CF22 Investment Adviser (Trainee) (9 Feb 2007 to 29 Oct 2007)
David Ronald Thirkettle
IRN DRT00012
- (1351)CF4 Partner (AR) (1 Dec 2001 to 21 Mar 2005)
David Rough
IRN DXR01239
- (786)CF8 Apportionment and Oversight (26 Mar 2002 to 26 Mar 2002)
- (787)CF1 Director (1 Dec 2001 to 31 Dec 2001)
David Roy Hummerston
IRN DRH00025
- (2050)CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2003)
David Rushton
IRN DXR00047
- (1227)CF22 Investment Adviser (Trainee) (1 Feb 2002 to 15 Feb 2002)
David Russell Normanton
IRN DRN00009
- (1562)CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2003)
David Silas Brown
IRN DSB00017
- (1795)CF21 Investment Adviser (22 Dec 2004 to 1 Apr 2005)
David Smith
IRN DXS00140
- (2307)CF4 Partner (AR) (1 Dec 2001 to 4 Nov 2004)
- (2306)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)

Smaller firms operating under this firm's FCA authorisation.

Gascoigne Property Services (no longer appointed)
FRN 190521 · Appointed 5 Oct 1999 · Until 7 Apr 2003
Lakegrange Ltd (no longer appointed)
FRN 201458 · Appointed 4 Oct 1999 · Until 23 Jan 2006
Flatfinders Limited (no longer appointed)
FRN 193901 · Appointed 1 Oct 1999 · Until 1 Dec 2001
Northwoods Residential (no longer appointed)
FRN 201466 · Appointed 30 Sep 1999 · Until 16 Oct 2002
Mortgage Finder (no longer appointed)
FRN 201465 · Appointed 29 Sep 1999 · Until 26 Jan 2004
Shepherd Sharpe Property Consultants (no longer appointed)
FRN 201454 · Appointed 28 Sep 1999 · Until 1 Dec 2001
Simon Miller & Company (no longer appointed)
FRN 201452 · Appointed 24 Sep 1999 · Until 21 Feb 2002
Wadsworth Estates (no longer appointed)
FRN 201450 · Appointed 21 Sep 1999 · Until 7 Apr 2003
Spring Financial Services Limited (no longer appointed)
FRN 193315 · Appointed 20 Sep 1999 · Until 1 Aug 2002
Feldean (Edmonton) Ltd (no longer appointed)
FRN 190363 · Appointed 20 Sep 1999 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.