Legal and General Assurance (Pensions Management) Limited

• Principal Place of Business

  Legal & General Investment Management

  1 Coleman Street

  London

  City Of London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402031243000

  Web

  https://www.lgim.com

• Complaints Contact

  Legal & General Investment Management

  1 Coleman Street

  London

  City Of London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402031243000

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Tom Graham

  IRN TXG00115

  • [FCA CF] Client dealing (11 May 2021 to 20 Jan 2023)
• Tony Christopher Doherty

  IRN ACD01093

  • [PRA CF] Significant risk taker or Material risk taker (since 20 Oct 2020)
  • [FCA CF] Material risk taker (20 Oct 2020 to 31 Jul 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 24 Mar 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2022)
• Vicki Lambert

  IRN VXL67406

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Dec 2019)
• Volker Kurr

  IRN VXK00043

  • [FCA CF] Manager of certification employee (11 May 2021 to 6 Aug 2021)
• Wei Yang

  IRN WXY01023

  • [FCA CF] Client dealing (since 12 Mar 2025)
  • [FCA CF] Manager of certification employee (since 12 Mar 2025)
• William Edwards

  IRN WXE00011

  • [FCA CF] Client dealing (26 Nov 2020 to 1 Nov 2022)
• William Frank Riley

  IRN WFR01007

  • [FCA CF] Material risk taker (27 Sep 2023 to 18 Mar 2024)
  • [PRA CF] Significant risk taker or Material risk taker (27 Sep 2023 to 18 Mar 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Feb 2023)
• William Mervyn Abbott

  IRN WMA01001

  • CF1 Director (1 Dec 2001 to 1 Oct 2002)
  • CF12 Actuarial (1 Dec 2001 to 1 Oct 2002)
• York Francis Deavers

  IRN YFD00001

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2020)

No changes recorded yet.