Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2020)
- CF30 Customer (9 Mar 2018 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2020)
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- CF30 Customer (23 Sep 2013 to 26 Jan 2016)
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- CF30 Customer (24 May 2011 to 19 Jul 2013)
- CF27 Investment Management (1 Dec 2001 to 26 Oct 2007)
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- CF30 Customer (24 May 2011 to 19 Jul 2013)
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- CF30 Customer (24 May 2011 to 19 Jul 2013)
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- CF27 Investment Management (11 Feb 2005 to 26 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.