Legal and General Assurance (Pensions Management) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Manages Insurance Policies
For All, Life and annuity, Linked long-term, Pension fund management
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Issues Insurance
For All, Life and annuity, Linked long-term, Pension fund management
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michael David Thomas Craston
IRN MDC01064
- CF3 Chief Executive (13 Dec 2004 to 13 Nov 2014)
- CF8 Apportionment and Oversight (13 Dec 2004 to 13 Nov 2014)
- CF1 Director (13 Dec 2004 to 13 Nov 2014)
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Michael Jacob Marks
IRN MJM01308
- [FCA CF] Significant management (9 Dec 2019 to 14 Mar 2025)
- [PRA CF] Key function holder (24 Jan 2019 to 11 May 2021)
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 14 Mar 2025)
- [FCA CF] Client dealing (10 Dec 2018 to 1 Nov 2022)
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Michelle Sylvia Scrimgeour
IRN MSS01036
- SMF7 Group Entity Senior Manager (6 Sep 2019 to 31 Dec 2024)
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Mike Walsh
IRN MJW01476
- SMF1 Chief Executive (since 31 Oct 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [PRA CF] Key function holder (since 10 Dec 2018)
- SMF3 Executive Director (since 10 Dec 2018)
- Responsible for Insurance Distribution (since 29 Oct 2018)
- CF1 Director (7 Jun 2016 to 9 Dec 2018)
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Nancy Kilpatrick
IRN NXK01199
- [FCA CF] Client dealing (9 Dec 2019 to 26 Nov 2020)
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Natalie Wong
IRN NXW00377
- [FCA CF] Client dealing (10 Mar 2025 to 1 Sep 2025)
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Nathan Jones
IRN NXJ17172
- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 12 Mar 2021)
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Neil Malcolm Higgins
IRN NMH01042
- CF1 Director (22 Nov 2007 to 31 May 2013)
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Neil Marshall
IRN NSM01014
- [PRA CF] Significant risk taker or Material risk taker (9 Jul 2020 to 30 Sep 2022)
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Neil Perry
IRN NXP06777
- SMF18 Other Overall Responsibility (20 Feb 2019 to 6 Nov 2020)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.