Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (20 Aug 2024 to 14 Mar 2025)
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- SMF3 Executive Director (31 Jul 2022 to 14 Mar 2025)
- [FCA CF] Material risk taker (1 Apr 2020 to 20 Feb 2024)
- [FCA CF] Significant management (9 Dec 2019 to 4 Jan 2022)
- CF1 Director (9 Dec 2016 to 30 Sep 2019)
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- [FCA CF] Material risk taker (1 Apr 2020 to 14 Mar 2025)
- [FCA CF] Client dealing (1 Apr 2020 to 14 Mar 2025)
- [FCA CF] Significant management (1 Apr 2020 to 14 Mar 2025)
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- [FCA CF] Material risk taker (1 Apr 2020 to 14 Mar 2025)
- [FCA CF] Significant management (1 Apr 2020 to 14 Mar 2025)
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- [FCA CF] Significant management (9 Dec 2019 to 22 Feb 2021)
- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 20 Jul 2021)
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- [FCA CF] Significant management (9 Dec 2019 to 14 Mar 2025)
- [PRA CF] Key function holder (24 Jan 2019 to 11 May 2021)
- [FCA CF] Client dealing (10 Dec 2018 to 1 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 14 Mar 2025)
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- CF30 Customer (1 Dec 2009 to 3 Dec 2015)
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- CF30 Customer (22 Dec 2008 to 3 Dec 2015)
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- CF30 Customer (1 Nov 2007 to 3 Dec 2015)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.