Legal and General Assurance (Pensions Management) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Manages Insurance Policies
For All, Life and annuity, Linked long-term, Pension fund management
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Issues Insurance
For All, Life and annuity, Linked long-term, Pension fund management
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nicholas Charles Bamber
IRN NCB01042
- [FCA CF] Manager of certification employee (6 Dec 2021 to 1 Feb 2023)
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Nicholas O'Malley
IRN NXO01034
- [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Mar 2021)
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Nigel Paul Sanderson
IRN NPS00031
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
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Nigel Wilson
IRN NDW01046
- SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Dec 2023)
- SIMF7 Group Entity Senior Insurance Manager Function (31 May 2016 to 9 Dec 2018)
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Noareen Khizar Raja
IRN NKR01022
- [FCA CF] Client dealing (20 Jan 2022 to 3 May 2022)
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Noriaki Hirazumi
IRN NXH01172
- [FCA CF] Client dealing (11 May 2021 to 20 Jan 2023)
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Paul Bridges
IRN PRB01218
- [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
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Paul Sweeney
IRN PXS00191
- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 2 Feb 2026)
- [FCA CF] Significant management (9 Dec 2019 to 2 Feb 2026)
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Pauline Plunkett
IRN PXP01503
- [FCA CF] Manager of certification employee (22 Sep 2022 to 20 Jan 2023)
- [FCA CF] Client dealing (11 May 2021 to 1 Sep 2021)
- CF1 Director (11 May 2017 to 2 Oct 2018)
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Peter Julian Lomax
IRN PJL01080
- CF1 Director (1 Dec 2001 to 17 Apr 2003)
- CF13 Finance (1 Dec 2001 to 17 Apr 2003)
- CF14 Risk Assessment (1 Dec 2001 to 17 Apr 2003)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.