Legal and General Assurance (Pensions Management) Limited

Date authorised
1 April 2013
Companies House
01006112
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
  • Complaints Contact

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Pension fund management

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Life and annuity, Linked long-term, Pension fund management

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Charles Bamber

    IRN NCB01042

    • [FCA CF] Manager of certification employee (6 Dec 2021 to 1 Feb 2023)
  • Nicholas O'Malley

    IRN NXO01034

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Mar 2021)
  • Nigel Paul Sanderson

    IRN NPS00031

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • Nigel Wilson

    IRN NDW01046

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Dec 2023)
    • SIMF7 Group Entity Senior Insurance Manager Function (31 May 2016 to 9 Dec 2018)
  • Noareen Khizar Raja

    IRN NKR01022

    • [FCA CF] Client dealing (20 Jan 2022 to 3 May 2022)
  • Noriaki Hirazumi

    IRN NXH01172

    • [FCA CF] Client dealing (11 May 2021 to 20 Jan 2023)
  • Paul Bridges

    IRN PRB01218

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
  • Paul Sweeney

    IRN PXS00191

    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 2 Feb 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 2 Feb 2026)
  • Pauline Plunkett

    IRN PXP01503

    • [FCA CF] Manager of certification employee (22 Sep 2022 to 20 Jan 2023)
    • [FCA CF] Client dealing (11 May 2021 to 1 Sep 2021)
    • CF1 Director (11 May 2017 to 2 Oct 2018)
  • Peter Julian Lomax

    IRN PJL01080

    • CF1 Director (1 Dec 2001 to 17 Apr 2003)
    • CF13 Finance (1 Dec 2001 to 17 Apr 2003)
    • CF14 Risk Assessment (1 Dec 2001 to 17 Apr 2003)

Recent activity

Updates to this firm's record on the FCA register.

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