Legal and General Assurance (Pensions Management) Limited

• Principal Place of Business

  Legal & General Investment Management

  1 Coleman Street

  London

  City Of London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402031243000

  Web

  https://www.lgim.com

• Complaints Contact

  Legal & General Investment Management

  1 Coleman Street

  London

  City Of London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402031243000

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Philip Arthur John Broadley

  IRN PAB01141

  • SMF7 Group Entity Senior Manager (14 Mar 2019 to 31 Aug 2025)
• Rachel Pratt

  IRN RXP00288

  • [FCA CF] Manager of certification employee (29 Jul 2021 to 20 Jan 2023)
  • [FCA CF] Client dealing (11 May 2021 to 20 Jan 2023)
• Randle George Williams

  IRN RGW00027

  • CF12 Actuarial (1 Oct 2002 to 12 Aug 2011)
  • CF1 Director (1 Oct 2002 to 12 Aug 2011)
• Rhodri Llewelyn

  IRN RXL42838

  • [PRA CF] Significant risk taker or Material risk taker (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Rhodri Mason

  IRN RRM01047

  • [PRA CF] Key function holder (10 Dec 2018 to 15 Jan 2025)
  • SMF18 Other Overall Responsibility (10 Dec 2018 to 15 Jan 2025)
  • CF29 Significant management (9 Jun 2016 to 9 Dec 2018)
• Richard James Lee

  IRN RJL01221

  • [PRA CF] Key function holder (since 9 Dec 2019)
  • SMF2 Chief Finance (since 24 Apr 2019)
• Richard Lubbock

  IRN RXL00199

  • [FCA CF] Client dealing (11 May 2021 to 20 Jan 2023)
• Richard Thomas Skipsey

  IRN RTS01020

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2022)
• Rita Butler-Jones

  IRN RXB46679

  • [FCA CF] Manager of certification employee (9 Aug 2023 to 28 Nov 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Dec 2019)
• Rob Codling

  IRN RXC00064

  • [FCA CF] Client dealing (5 Aug 2020 to 5 Sep 2022)

No changes recorded yet.