Pauline Plunkett

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED
FRN 119272
- [FCA CF] Client dealing (since 22 Sep 2022)
- [FCA CF] Manager of certification employee (22 Sep 2022 to 16 Apr 2025)
- [FCA CF] Client dealing (1 Apr 2020 to 31 Dec 2020)
Legal and General Assurance (Pensions Management) Limited (no longer approved here)
FRN 202202
- [FCA CF] Manager of certification employee (22 Sep 2022 to 20 Jan 2023)
- [FCA CF] Client dealing (11 May 2021 to 1 Sep 2021)
- CF1 Director (11 May 2017 to 2 Oct 2018)
Towers Watson Limited (no longer approved here)
FRN 432886
- CF30 Customer (5 Apr 2012 to 28 Feb 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.