Mike Walsh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Legal and General Assurance (Pensions Management) Limited

    FRN 202202

    • SMF1 Chief Executive (since 31 Oct 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 10 Dec 2018)
    • SMF3 Executive Director (since 10 Dec 2018)
    • Responsible for Insurance Distribution (since 29 Oct 2018)
    • CF1 Director (7 Jun 2016 to 9 Dec 2018)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED

    FRN 119272

    • [FCA CF] Manager of certification employee (since 7 Jun 2021)
    • [FCA CF] Client dealing (since 1 Apr 2020)
    • CF30 Customer (7 Jun 2016 to 8 Dec 2019)
  • Legal & General Property Limited (no longer approved here)

    FRN 313282

    • [FCA CF] Manager of certification employee (8 Sep 2025 to 2 Feb 2026)
  • LGIM Real Assets (Operator) Limited (no longer approved here)

    FRN 447041

    • [FCA CF] Manager of certification employee (8 Sep 2025 to 2 Feb 2026)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • [FCA CF] Manager of certification employee (20 Jun 2024 to 16 Oct 2025)
    • [PRA CF] Managing a material risk taker (29 Jun 2021 to 30 Jun 2021)
    • [PRA CF] Significant risk taker or Material risk taker (26 Nov 2020 to 20 Jul 2021)
    • [FCA CF] Material risk taker (26 Nov 2020 to 30 Jun 2021)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • [FCA CF] Manager of certification employee (1 Apr 2020 to 1 Feb 2023)
  • Towers Watson Limited (no longer approved here)

    FRN 432886

    • CF21 Investment Adviser (16 Apr 2007 to 30 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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