Legal and General Assurance (Pensions Management) Limited

Date authorised
1 April 2013
Companies House
01006112
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000
  • Complaints Contact

    Legal & General Investment Management
    1 Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031243000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Pension fund management

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Life and annuity, Linked long-term, Pension fund management

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Louise Victoria Parsons

    IRN LVP00006

    • [FCA CF] Client dealing (11 May 2021 to 20 Jan 2023)
  • Margaret Ammon

    IRN MXA01750

    • SMF16 Compliance Oversight (7 Jul 2023 to 1 Jan 2024)
    • SMF4 Chief Risk (30 Jun 2020 to 10 Dec 2025)
    • [PRA CF] Key function holder (28 Feb 2020 to 10 Dec 2025)
  • Margaret Flynn Frost

    IRN MXF01404

    • SMF7 Group Entity Senior Manager (since 7 Nov 2024)
  • Mark Douglas Jordy

    IRN MDJ01021

    • SMF7 Group Entity Senior Manager (since 3 Mar 2020)
  • Mark Hall

    IRN MWH01090

    • SMF7 Group Entity Senior Manager (since 29 Apr 2021)
    • [PRA CF] Key function holder (since 10 Dec 2018)
    • [FCA CF] Significant management (9 Dec 2019 to 10 May 2021)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 29 Apr 2021)
  • Mark Johnson

    IRN MPJ01026

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (6 Nov 2020 to 20 May 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jan 2023)
    • [PRA CF] Key function holder (9 Dec 2019 to 21 May 2025)
  • Mark Joseph Zinkula

    IRN MJZ01009

    • SMF3 Executive Director (10 Dec 2018 to 8 Feb 2019)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 8 Feb 2019)
    • SIMF9 Chairman (31 May 2016 to 9 Dec 2018)
    • CF8 Apportionment and Oversight (18 Aug 2011 to 6 Mar 2016)
    • CF1 Director (18 Aug 2011 to 9 Dec 2018)
  • Mark Julian Gregory

    IRN MJG01131

    • SIMF7 Group Entity Senior Insurance Manager Function (2 Jun 2016 to 9 Mar 2017)
  • Mark Russell

    IRN MXR67410

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2020)
  • Mark Vickery

    IRN MIV01002

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Apr 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.