Legal and General Assurance (Pensions Management) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
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Complaints Contact
Legal & General Investment Management1 Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031243000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Manages Insurance Policies
For All, Life and annuity, Linked long-term, Pension fund management
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Issues Insurance
For All, Life and annuity, Linked long-term, Pension fund management
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mark Wybrow
IRN MAW01355
- [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jan 2023)
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Martin Ross
IRN MXR00161
- [PRA CF] Significant risk taker or Material risk taker (1 Sep 2020 to 31 Oct 2024)
- [FCA CF] Material risk taker (10 Dec 2018 to 12 May 2021)
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Martina Dawn Kay
IRN MXK80197
- [FCA CF] Material risk taker (18 Jan 2023 to 20 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (18 Jan 2023 to 20 Feb 2024)
- SMF18 Other Overall Responsibility (6 Nov 2020 to 23 Jan 2025)
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Mary Ann Colledge
IRN MAC01131
- [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Jan 2023)
- CF10 Compliance Oversight (30 Mar 2012 to 11 Feb 2013)
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Mathew Webb
IRN MJW01364
- [FCA CF] Material risk taker (17 Mar 2021 to 27 Sep 2023)
- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 17 Mar 2021)
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Matthew Abbott
IRN MSA01140
- [FCA CF] Client dealing (25 Jun 2020 to 1 Nov 2022)
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Matthew Rees
IRN MLR01055
- [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Dec 2019)
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Melville George Lewis
IRN MGL01100
- SMF9 Chair of the Governing Body (since 29 Feb 2024)
- Director of firm who is not a certification employee or a SMF manager (5 Apr 2022 to 29 Feb 2024)
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Michael Azzopardi
IRN MXA77562
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Functions requiring qualifications (since 13 Sep 2024)
- [FCA CF] Functions requiring qualifications (10 Mar 2020 to 1 Feb 2021)
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Michael Barrie
IRN MDB01147
- [PRA CF] Managing a material risk taker (since 1 Apr 2021)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.