Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (since 17 Nov 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Mar 2021 to 27 Sep 2023)
- CF30 Customer (20 Jul 2016 to 8 Dec 2019)
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- [FCA CF] Material risk taker (17 Mar 2021 to 27 Sep 2023)
- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 17 Mar 2021)
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- [FCA CF] Material risk taker (9 Mar 2021 to 27 Sep 2023)
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- [FCA CF] Material risk taker (9 Mar 2021 to 27 Sep 2023)
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- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 17 May 2021)
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- CF30 Customer (24 Jun 2010 to 27 Jun 2013)
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- CF30 Customer (1 Nov 2007 to 11 May 2009)
- CF26 Customer Trading (16 Jan 2007 to 31 Oct 2007)
- CF21 Investment Adviser (16 Jan 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (24 Jun 2005 to 19 Dec 2006)
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- CF21 Investment Adviser (24 Jun 2005 to 19 Dec 2006)
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- CF21 Investment Adviser (9 Jul 2002 to 20 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.