Date authorised
15 November 2007
Companies House
OC305127
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    55 Baker Street
    London
    W1U 7EU
    UNITED KINGDOM
    Phone
    +4402074865888
  • Complaints Contact

    55 Baker Street
    London
    W1U 7EU
    UNITED KINGDOM
    Phone
    +4402074865888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Lee Jones

    IRN ALJ01034

    • CF30 Customer (1 Nov 2007 to 1 Sep 2009)
    • CF23 Corporate Finance Adviser (26 Sep 2007 to 31 Oct 2007)
  • Alan James Ward

    IRN AJW01274

    • CF23 Corporate Finance Adviser (1 Jan 2004 to 2 Jul 2004)
  • Alexander Charles White

    IRN ACW01101

    • CF30 Customer (1 Nov 2007 to 30 Jun 2012)
    • CF23 Corporate Finance Adviser (1 Jan 2004 to 31 Oct 2007)
  • Alexander Edward Mackay

    IRN AXM02595

    • [FCA CF] Client dealing (since 1 Aug 2023)
  • Andrew Butterworth

    IRN AXB03992

    • CF4 Partner (30 Jan 2017 to 29 Nov 2019)
  • Andrew John Arthur Ware

    IRN AJW01320

    • CF30 Customer (1 Nov 2007 to 5 Apr 2013)
    • CF23 Corporate Finance Adviser (1 Jan 2004 to 31 Oct 2007)
  • Andrew John Waters

    IRN AJW01321

    • Responsible for Insurance Mediation (14 Jan 2005 to 3 Jul 2006)
    • CF11 Money Laundering Reporting (23 Dec 2003 to 30 Jun 2006)
    • CF10 Compliance Oversight (23 Dec 2003 to 30 Jun 2006)
  • Andrew Lowe

    IRN AXL01208

    • CF23 Corporate Finance Adviser (28 Jun 2005 to 1 Jul 2007)
  • Andrew Robert Perrett

    IRN ARP01086

    • CF30 Customer (1 Nov 2007 to 27 Apr 2012)
    • CF23 Corporate Finance Adviser (1 Jan 2004 to 31 Oct 2007)
  • Angela Jane Haygarth

    IRN AJH01398

    • CF30 Customer (1 Nov 2007 to 3 Dec 2012)
    • CF23 Corporate Finance Adviser (15 Apr 2004 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.