Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
55 Baker StreetLondonW1U 7EUUNITED KINGDOM- Phone
- +4402074865888
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Complaints Contact
55 Baker StreetLondonW1U 7EUUNITED KINGDOM- Phone
- +4402074865888
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Brokering
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Debt Negotiation
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- · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Debt Advice
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- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Score Services
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- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Adrian Lee Jones
IRN ALJ01034
- CF30 Customer (1 Nov 2007 to 1 Sep 2009)
- CF23 Corporate Finance Adviser (26 Sep 2007 to 31 Oct 2007)
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Alan James Ward
IRN AJW01274
- CF23 Corporate Finance Adviser (1 Jan 2004 to 2 Jul 2004)
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Alexander Charles White
IRN ACW01101
- CF30 Customer (1 Nov 2007 to 30 Jun 2012)
- CF23 Corporate Finance Adviser (1 Jan 2004 to 31 Oct 2007)
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Alexander Edward Mackay
IRN AXM02595
- [FCA CF] Client dealing (since 1 Aug 2023)
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Andrew Butterworth
IRN AXB03992
- CF4 Partner (30 Jan 2017 to 29 Nov 2019)
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Andrew John Arthur Ware
IRN AJW01320
- CF30 Customer (1 Nov 2007 to 5 Apr 2013)
- CF23 Corporate Finance Adviser (1 Jan 2004 to 31 Oct 2007)
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Andrew John Waters
IRN AJW01321
- Responsible for Insurance Mediation (14 Jan 2005 to 3 Jul 2006)
- CF11 Money Laundering Reporting (23 Dec 2003 to 30 Jun 2006)
- CF10 Compliance Oversight (23 Dec 2003 to 30 Jun 2006)
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Andrew Lowe
IRN AXL01208
- CF23 Corporate Finance Adviser (28 Jun 2005 to 1 Jul 2007)
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Andrew Robert Perrett
IRN ARP01086
- CF30 Customer (1 Nov 2007 to 27 Apr 2012)
- CF23 Corporate Finance Adviser (1 Jan 2004 to 31 Oct 2007)
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Angela Jane Haygarth
IRN AJH01398
- CF30 Customer (1 Nov 2007 to 3 Dec 2012)
- CF23 Corporate Finance Adviser (15 Apr 2004 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.