Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 9 Jul 2025)
    • [FCA CF] Manager of certification employee (since 1 Apr 2020)
    • [FCA CF] Client dealing (since 1 Apr 2020)
    • CF30 Customer (1 May 2008 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 10 Nov 2021)
    • [FCA CF] Material risk taker (since 12 Feb 2021)
    • SMF3 Executive Director (since 2 Dec 2020)
    • [FCA CF] Manager of certification employee (1 Apr 2020 to 2 Dec 2020)
    • [FCA CF] Client dealing (1 Apr 2020 to 2 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (27 Jul 2007 to 31 Oct 2007)
    • CF1 Director (15 Jan 2007 to 6 Dec 2019)
    • [PRA CF] Managing a material risk taker (since 1 Apr 2021)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 20 Jan 2020)
    • Responsible for Insurance Mediation (20 May 2008 to 24 Sep 2008)
    • CF1 Director (21 Nov 2005 to 8 Dec 2019)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • [FCA CF] Manager of certification employee (18 Oct 2021 to 1 Feb 2023)
    • [FCA CF] Material risk taker (1 Apr 2020 to 31 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

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