Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (since 2 Jul 2024)
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- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (6 Nov 2020 to 20 May 2025)
- [PRA CF] Key function holder (9 Dec 2019 to 21 May 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jan 2023)
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- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (15 Jan 2018 to 8 Dec 2019)
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- CF30 Customer (1 Dec 2009 to 20 Sep 2012)
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- CF30 Customer (5 Mar 2009 to 20 Sep 2012)
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- CF30 Customer (1 Nov 2007 to 20 Sep 2012)
- CF27 Investment Management (20 Dec 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Feb 2002 to 8 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.