Mark Vickery

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AXA INVESTMENT MANAGERS UK LIMITED
FRN 119368
- [FCA CF] Client dealing (since 1 Jan 2026)
BNP Paribas Asset Management UK Limited (no longer approved here)
FRN 170064
- [FCA CF] Client dealing (4 Oct 2023 to 17 Mar 2026)
Thriving Investments Limited (no longer approved here)
FRN 775636
- [FCA CF] Client dealing (25 Apr 2022 to 31 May 2023)
LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119272
- [FCA CF] Client dealing (9 Dec 2019 to 21 Apr 2022)
- CF30 Customer (15 Dec 2015 to 8 Dec 2019)
Legal and General Assurance (Pensions Management) Limited (no longer approved here)
FRN 202202
- [FCA CF] Client dealing (9 Dec 2019 to 21 Apr 2022)
Insight Investment Management (Global) Limited (no longer approved here)
FRN 119308
- CF30 Customer (1 Nov 2007 to 2 Nov 2009)
- CF21 Investment Adviser (18 Aug 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.