Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF7 Group Entity Senior Manager (since 22 Aug 2020)
- Director of firm who is not a certification employee or a SMF manager (24 Mar 2021 to 26 Jan 2023)
-
- SMF7 Group Entity Senior Manager (since 3 Mar 2020)
-
- SMF7 Group Entity Senior Manager (since 3 Mar 2020)
-
- CF1 Director (7 Sep 2007 to 1 Jan 2015)
- CF11 Money Laundering Reporting (4 Jul 2002 to 8 May 2007)
- CF21 Investment Adviser (4 Jul 2002 to 4 Apr 2005)
- CF3 Chief Executive (4 Jul 2002 to 30 Jun 2007)
- CF8 Apportionment and Oversight (4 Jul 2002 to 30 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.