Lazard & Co., Limited

• Principal Place of Business

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872000

  Web

  https://www.lazard.com

• Complaints Contact

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872118

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Ian Issott

  IRN DII00002

  • CF23 Corporate Finance Adviser (29 Oct 2002 to 4 Oct 2004)
• David Isidore Gluckman

  IRN DIG01014

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (20 Jan 2004 to 31 Oct 2007)
• David Jeannot Weinberg

  IRN DJW01423

  • [FCA CF] Client dealing (since 10 Jan 2022)
• David John Burlison

  IRN DJB01641

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2023)
  • CF30 Customer (29 Oct 2016 to 8 Dec 2019)
• David John Michael Smith

  IRN DJS01216

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
• David Kilbourn

  IRN DJK01057

  • CF21 Investment Adviser (12 Jan 2004 to 9 Jul 2004)
• David Michael Peacock

  IRN DMP01109

  • CF30 Customer (20 May 2009 to 4 May 2011)
• David Natalino Da Rosa

  IRN DND01014

  • [FCA CF] Client dealing (since 1 Jun 2020)
• David Prior

  IRN DXP00340

  • SMF3 Executive Director (since 22 Sep 2022)
  • [FCA CF] Material risk taker (since 4 Jan 2022)
• David Scott Cummings

  IRN DSC01027

  • CF1 Director (31 Jul 2002 to 5 Nov 2002)
  • CF23 Corporate Finance Adviser (31 Jul 2002 to 29 Nov 2002)

• Kenneth Johan Costa (no longer appointed)

  FRN 522333 · Appointed 15 Apr 2010 · Until 31 Mar 2011

No changes recorded yet.