Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jun 2021)
    • CF30 Customer (7 Jan 2013 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (1 Nov 2007 to 21 Feb 2008)
    • CF21 Investment Adviser (9 Sep 2004 to 31 Oct 2007)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF21 Investment Adviser (12 Jan 2004 to 9 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.