Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HG Pooled Management Limited
FRN 122466
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (13 Oct 2014 to 8 Dec 2019)
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HgCapital LLP
FRN 478870
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 31 Oct 2022)
- CF4 Partner (10 Apr 2017 to 8 Dec 2019)
- CF30 Customer (13 Oct 2014 to 8 Dec 2019)
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- CF23 Corporate Finance Adviser (29 Oct 2002 to 4 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.