Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (13 Oct 2014 to 8 Dec 2019)
  • HgCapital LLP

    FRN 478870

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 31 Oct 2022)
    • CF4 Partner (10 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (13 Oct 2014 to 8 Dec 2019)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF23 Corporate Finance Adviser (29 Oct 2002 to 4 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.