Lazard & Co., Limited

Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
    Web
    https://www.lazard.com

  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Thomas Linehan

    IRN DTL01019

    • CF21 Investment Adviser (26 Nov 2004 to 6 May 2005)
  • David Tran Cartwright

    IRN DXT01775

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • David Villarroel

    IRN DXV00144

    • [FCA CF] Client dealing (since 4 Feb 2026)
  • Davide Tosetti

    IRN DXT07605

    • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2021)
    • CF30 Customer (25 Oct 2018 to 8 Dec 2019)
  • Davin Staats

    IRN DXS00778

    • [FCA CF] Client dealing (since 1 Nov 2024)
    • [FCA CF] Client dealing (18 Jan 2023 to 31 Oct 2024)
  • Dawood Mian

    IRN DXM02574

    • CF30 Customer (22 Aug 2014 to 14 Nov 2014)
  • Deborah Anne Seyman

    IRN DAS01154

    • CF21 Investment Adviser (1 Oct 2003 to 6 May 2005)
  • Denis Martin

    IRN DXM02269

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Jul 2015 to 8 Dec 2019)
  • Denisa-Elena Mitu

    IRN DXM00564

    • [FCA CF] Client dealing (25 Aug 2021 to 13 Aug 2025)
  • Derek John McMillan

    IRN DJM01355

    • CF1 Director (1 Dec 2001 to 1 Dec 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Mar 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Mar 2003)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.