Lazard & Co., Limited

• Principal Place of Business

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872000

  Web

  https://www.lazard.com

• Complaints Contact

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872118

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Devang Bhuva

  IRN DXB02316

  • CF30 Customer (12 Sep 2014 to 18 Dec 2015)
• Dicken Anthony George Watson

  IRN DAW01198

  • CF10 Compliance Oversight (2 Nov 2006 to 8 Mar 2013)
  • CF11 Money Laundering Reporting (2 Nov 2006 to 8 Mar 2013)
• Dominic Max Michael Morley

  IRN DMM01103

  • CF23 Corporate Finance Adviser (12 Jan 2004 to 3 Jun 2005)
• Dominik Woessner

  IRN DXW01657

  • CF30 Customer (9 Jan 2018 to 8 Dec 2019)
• Doris Salzburger

  IRN DXS01929

  • CF30 Customer (9 Aug 2012 to 22 Apr 2015)
• Douglas Targett

  IRN DXT00209

  • [FCA CF] Material risk taker (since 4 Jan 2022)
• Drew Pearce

  IRN DXP00211

  • [FCA CF] Client dealing (since 2 Nov 2020)
• Dwight West

  IRN DXW00623

  • [FCA CF] Client dealing (since 5 Jun 2023)
• Dylan Mistry

  IRN DXM00790

  • [FCA CF] Client dealing (10 Oct 2022 to 29 Mar 2024)
• Edouard Panié

  IRN EXP00310

  • [FCA CF] Client dealing (since 3 Nov 2025)

• Kenneth Johan Costa (no longer appointed)

  FRN 522333 · Appointed 15 Apr 2010 · Until 31 Mar 2011

No changes recorded yet.