Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (8 Jul 2013 to 31 Mar 2017)
- CF11 Money Laundering Reporting (8 Jul 2013 to 31 Mar 2017)
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- CF10 Compliance Oversight (2 Nov 2006 to 8 Mar 2013)
- CF11 Money Laundering Reporting (2 Nov 2006 to 8 Mar 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.