Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eduardo Hagerman

    IRN EXH00156

    • [FCA CF] Client dealing (26 Jul 2021 to 29 Mar 2024)
  • Edward Adams

    IRN EXA00087

    • [FCA CF] Client dealing (12 Jul 2021 to 2 Jan 2024)
  • Edward Arthur James Mason

    IRN EAM01042

    • CF23 Corporate Finance Adviser (31 Jul 2002 to 11 Jan 2006)
    • CF1 Director (31 Jul 2002 to 5 Nov 2002)
  • Edward Ball

    IRN EXB01742

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2023)
    • CF30 Customer (7 Sep 2018 to 8 Dec 2019)
  • Edward Basil Stedman Farmer

    IRN EBF01003

    • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
  • Edward Giles Richmond Corner

    IRN EGC01014

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (10 Mar 2006 to 31 Oct 2007)
  • Edward Grant McDonald

    IRN EGM01011

    • CF30 Customer (1 Nov 2007 to 4 Jan 2017)
    • CF21 Investment Adviser (25 Apr 2006 to 31 Oct 2007)
  • Edward John Lawrence Earlam

    IRN EJE01023

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 May 2017 to 8 Dec 2019)
  • Edward Oliver Henry Ives

    IRN EOI01000

    • CF30 Customer (1 Nov 2007 to 6 Oct 2016)
    • CF23 Corporate Finance Adviser (22 Jan 2004 to 31 Oct 2007)
  • Edward Vasco Osorio Litchfield

    IRN EVL01001

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (28 Jun 2004 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.