Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 28 Mar 2023)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
    • CF30 Customer (2 Jun 2017 to 8 Dec 2019)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF30 Customer (1 Nov 2007 to 4 Jan 2017)
    • CF21 Investment Adviser (25 Apr 2006 to 31 Oct 2007)
  • Trinity Group Limited (no longer approved here)

    FRN 190910

    • CF21 Investment Adviser (1 Dec 2001 to 23 Apr 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 23 Apr 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 23 Apr 2006)
    • CF1 Director (1 Dec 2001 to 23 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.