Derek John McMillan

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sustainable Development Capital LLP (no longer approved here)

    FRN 471124

    • CF10 Compliance Oversight (21 Feb 2013 to 13 Jan 2014)
    • CF11 Money Laundering Reporting (21 Feb 2013 to 13 Jan 2014)
  • Aon Securities Limited (no longer approved here)

    FRN 186814

    • CF10 Compliance Oversight (14 Sep 2004 to 1 Nov 2007)
    • CF11 Money Laundering Reporting (14 Sep 2004 to 1 Nov 2007)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF10 Compliance Oversight (1 Dec 2001 to 31 Mar 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Mar 2003)
    • CF1 Director (1 Dec 2001 to 1 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.