Aon Securities Limited

• Principal Place of Business

  The Leadenhall Building

  122 Leadenhall Street

  London

  EC3V 4AN

  UNITED KINGDOM

  Phone

  +442070860000

  Web

  https://www.aon.com

• Complaints Contact

  200 East Randolph St

  11th Floor

  Chicago

  Illinois

  60601

  UNITED STATES OF AMERICA

  Phone

  +13122034981

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian John McGarva

  IRN AJM01523

  • CF23 Corporate Finance Adviser (30 Nov 2004 to 14 Dec 2004)
• Alastair Carl Andrew Rodger

  IRN ACR01065

  • CF1 Director (13 Feb 2009 to 27 Nov 2009)
  • CF30 Customer (13 Feb 2009 to 27 Nov 2009)
• Alexander Franklin Jalland

  IRN AFJ01015

  • [FCA CF] Material risk taker (since 13 Dec 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Mar 2022)
• Alison Nicola Cain

  IRN ANC01033

  • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Alistair Meyrick Smith

  IRN AMS01357

  • CF30 Customer (2 Aug 2013 to 4 Jan 2016)
• Alistair Patrick Boyd

  IRN AXB00123

  • [FCA CF] Significant management (since 1 Jul 2020)
• Andree Louise Pena

  IRN ALP01076

  • CF30 Customer (28 Jan 2016 to 12 Feb 2019)
• Andrew Graeme Waring

  IRN AGW01052

  • CF10 Compliance Oversight (1 Dec 2001 to 15 Jul 2004)
  • CF1 Director (1 Dec 2001 to 15 Jul 2004)
  • CF13 Finance (1 Dec 2001 to 15 Jul 2004)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 15 Jul 2004)
• Andrew Henry Edwin Palmer

  IRN AHP01054

  • CF30 Customer (27 Oct 2008 to 23 Jul 2012)
• Andrew Paul Marcell

  IRN APM01185

  • SMF7 Group Entity Senior Manager (28 Aug 2020 to 16 Mar 2026)

No changes recorded yet.