Aon Securities Limited

• Principal Place of Business

  The Leadenhall Building

  122 Leadenhall Street

  London

  EC3V 4AN

  UNITED KINGDOM

  Phone

  +442070860000

  Web

  https://www.aon.com

• Complaints Contact

  200 East Randolph St

  11th Floor

  Chicago

  Illinois

  60601

  UNITED STATES OF AMERICA

  Phone

  +13122034981

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anshuman Srivastava

  IRN AXS03585

  • [FCA CF] Client dealing (since 11 Aug 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Feb 2021)
  • CF30 Customer (4 Jun 2014 to 8 Dec 2019)
• Ariel Heather Weintraub

  IRN AXW01040

  • [FCA CF] Material risk taker (since 15 Sep 2025)
  • SMF18 Other Overall Responsibility (since 11 Aug 2025)
• Augustine James Horsfall Dodson

  IRN AXD13379

  • CF30 Customer (9 Apr 2019 to 24 Oct 2019)
• Barry John Gale

  IRN BJG01057

  • [FCA CF] Material risk taker (2 Jun 2025 to 23 Jan 2026)
  • SMF3 Executive Director (2 Jun 2025 to 23 Jan 2026)
• Bradley Bryant

  IRN BXB24597

  • SMF18 Other Overall Responsibility (14 Apr 2020 to 30 Sep 2024)
• Carlo Magnani

  IRN CXM02202

  • [FCA CF] Manager of certification employee (since 15 Apr 2025)
  • [FCA CF] Material risk taker (since 14 Feb 2025)
  • [FCA CF] Client dealing (since 18 Dec 2024)
• Charles Anthony Edward Burgess

  IRN CAB01148

  • CF30 Customer (1 Nov 2007 to 1 Apr 2009)
  • CF21 Investment Adviser (24 Sep 2004 to 31 Oct 2007)
  • CF1 Director (24 Sep 2004 to 1 Apr 2009)
  • CF23 Corporate Finance Adviser (5 Mar 2002 to 31 Oct 2007)
• Charles Guy Henderson Russell

  IRN CGH01084

  • CF30 Customer (17 Oct 2017 to 7 Oct 2018)
• Charles Stewart

  IRN CXS00538

  • [FCA CF] Significant management (1 Apr 2022 to 21 Feb 2025)
• Christian Stuart James

  IRN CSJ01020

  • CF30 Customer (12 Feb 2009 to 29 Oct 2010)

No changes recorded yet.