Aon Securities Limited

Date authorised
1 April 2013
Companies House
03317553
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442070860000
    Web
    https://www.aon.com

  • Complaints Contact

    200 East Randolph St
    11th Floor
    Chicago
    Illinois
    60601
    UNITED STATES OF AMERICA
    Phone
    +13122034981

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Alan Marsh

    IRN CAM01088

    • CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2004)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 7 Jan 2004)
  • Christopher Paul Dunford

    IRN CXD00437

    • SMF18 Other Overall Responsibility (28 Apr 2023 to 9 Aug 2024)
    • [FCA CF] Manager of certification employee (27 Feb 2023 to 28 Apr 2023)
    • [FCA CF] Significant management (27 Feb 2023 to 28 Apr 2023)
  • Christopher Simon Parry

    IRN CSP01046

    • CF1 Director (20 Jun 2012 to 23 Jun 2016)
    • CF30 Customer (18 Aug 2009 to 23 Jun 2016)
  • Cordelia Edwina Kathleen Grace Witton

    IRN CEW01102

    • CF30 Customer (5 May 2016 to 5 Mar 2018)
  • Daniel Matthew John Brookman

    IRN DMB01140

    • CF21 Investment Adviser (5 Jun 2002 to 19 May 2006)
  • Darren Christopher Bailey

    IRN DCB01191

    • CF30 Customer (28 Oct 2016 to 1 Jul 2017)
  • David Paul Atkinson

    IRN DXA00478

    • [FCA CF] Material risk taker (since 10 Nov 2025)
    • SMF18 Other Overall Responsibility (since 10 Oct 2025)
  • Derek John McMillan

    IRN DJM01355

    • CF10 Compliance Oversight (14 Sep 2004 to 1 Nov 2007)
    • CF11 Money Laundering Reporting (14 Sep 2004 to 1 Nov 2007)
  • Desmond Lee Potter

    IRN DLP01038

    • CF30 Customer (1 Nov 2007 to 31 May 2011)
    • CF1 Director (4 Dec 2006 to 31 May 2011)
    • CF21 Investment Adviser (4 Dec 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (4 Dec 2006 to 31 Oct 2007)
  • Edward Matthew Johnson

    IRN EMJ01027

    • CF30 Customer (15 Mar 2013 to 17 Jun 2015)
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Recent activity

Updates to this firm's record on the FCA register.

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