Aon Securities Limited

Date authorised
1 April 2013
Companies House
03317553
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442070860000
    Web
    https://www.aon.com

  • Complaints Contact

    200 East Randolph St
    11th Floor
    Chicago
    Illinois
    60601
    UNITED STATES OF AMERICA
    Phone
    +13122034981

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emanuele Rustichelli

    IRN EXR14250

    • CF30 Customer (1 May 2019 to 19 Jul 2019)
  • Emma Claire Riza

    IRN ECR01015

    • CF30 Customer (9 Jul 2008 to 27 Nov 2009)
  • Emma Louise Guthrie

    IRN EXG73821

    • [FCA CF] Significant management (8 Jul 2020 to 28 Nov 2025)
    • [FCA CF] Manager of certification employee (25 Jun 2020 to 28 Nov 2025)
  • Emma Lucy Emmanuel

    IRN EXE00077

    • [FCA CF] Significant management (since 21 Jun 2023)
  • Ernesto Rodrigo Jordon

    IRN ERJ01017

    • CF30 Customer (6 Oct 2015 to 27 Jan 2017)
  • Evan Thomas Feeney

    IRN EXF23933

    • [FCA CF] Client dealing (1 Jul 2020 to 1 Mar 2021)
    • CF30 Customer (21 Nov 2019 to 8 Dec 2019)
  • Gareth Haslip

    IRN GGH01010

    • CF30 Customer (13 Aug 2012 to 1 Oct 2013)
  • Garrett Patrick Shumway

    IRN GPS01108

    • CF1 Director (18 Feb 2009 to 12 Jul 2013)
  • Gregory Paul Morris

    IRN GPM01100

    • [FCA CF] Material risk taker (since 16 Jan 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (17 Oct 2018 to 8 Dec 2019)
    • CF1 Director (25 Jul 2016 to 8 Dec 2019)
  • Holly Sarah Dingley

    IRN HXD00201

    • [FCA CF] Significant management (since 6 Aug 2024)
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Recent activity

Updates to this firm's record on the FCA register.

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