Gareth Haslip

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Investment Management Inc

    FRN 119267

    • [FCA CF] Manager of certification employee (since 9 Jun 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Feb 2021)
    • CF30 Customer (6 Dec 2013 to 8 Dec 2019)
  • JPMorgan Asset Management (UK) Limited

    FRN 119337

    • [FCA CF] Manager of certification employee (since 9 Jun 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Feb 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 17 Oct 2022)
    • CF30 Customer (6 Dec 2013 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (6 Dec 2013 to 20 Jan 2016)
  • Aon Securities Limited (no longer approved here)

    FRN 186814

    • CF30 Customer (13 Aug 2012 to 1 Oct 2013)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF30 Customer (12 May 2010 to 15 Sep 2010)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF22 Investment Adviser (Trainee) (31 Jan 2003 to 28 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.