Aon Securities Limited

Date authorised
1 April 2013
Companies House
03317553
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AN
    UNITED KINGDOM
    Phone
    +442070860000
    Web
    https://www.aon.com

  • Complaints Contact

    200 East Randolph St
    11th Floor
    Chicago
    Illinois
    60601
    UNITED STATES OF AMERICA
    Phone
    +13122034981

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hubert Alastair Speare-Cole

    IRN HAS01036

    • CF1 Director (13 Feb 2009 to 31 May 2011)
    • CF30 Customer (13 Feb 2009 to 31 May 2011)
  • Ian Jon Grayson

    IRN IXG00013

    • SMF18 Other Overall Responsibility (26 Sep 2022 to 27 Feb 2024)
  • Jackie Patricia Howard

    IRN JPH01277

    • [FCA CF] Material risk taker (since 15 Jan 2024)
    • SMF2 Chief Finance (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (12 Oct 2018 to 8 Dec 2019)
    • CF1 Director (25 Jul 2016 to 8 Dec 2019)
  • James Anthony Mackay

    IRN JAM01231

    • SMF3 Executive Director (6 Sep 2022 to 29 Nov 2023)
  • James Frederick Harwood

    IRN JXH00072

    • [FCA CF] Significant management (since 1 Jul 2020)
  • James Robert Bredahl

    IRN JRB01266

    • CF3 Chief Executive (23 Feb 2010 to 10 Feb 2012)
    • CF1 Director (1 Nov 2007 to 10 Feb 2012)
    • CF2 Non Executive Director (8 Mar 2006 to 1 Nov 2007)
  • Jason Alan Howell

    IRN JXH03327

    • [FCA CF] Significant management (since 4 Dec 2025)
    • [FCA CF] Manager of certification employee (since 4 Dec 2025)
  • Jesper Groenvold

    IRN JXG01518

    • CF3 Chief Executive (15 Jul 2004 to 31 Jan 2006)
    • CF1 Director (15 Jul 2004 to 31 Jan 2006)
    • CF8 Apportionment and Oversight (15 Jul 2004 to 31 Jan 2006)
  • John Edward Rowlands

    IRN JER01109

    • CF30 Customer (26 Mar 2008 to 6 Sep 2012)
  • John Lindsay Pearce Whiter

    IRN JLW01056

    • CF1 Director (1 Dec 2001 to 31 Jan 2006)
    • CF3 Chief Executive (1 Dec 2001 to 15 Jul 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 15 Jul 2004)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 23 Dec 2002)
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Recent activity

Updates to this firm's record on the FCA register.

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