Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lockton Re LLP
FRN 921278
- [FCA CF] Significant management (since 11 Dec 2024)
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- [FCA CF] Client dealing (17 Nov 2023 to 29 Nov 2023)
- [FCA CF] Functions requiring qualifications (17 Nov 2023 to 29 Nov 2023)
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- SMF3 Executive Director (6 Sep 2022 to 29 Nov 2023)
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- CF30 Customer (1 Nov 2007 to 30 Mar 2019)
- CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
- CF1 Director (14 Mar 2005 to 30 Mar 2019)
- CF25 Adviser on Syndicate Participation at Lloyd's (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.